The Capital Markets Authority Hiring Temporary Assistant – Compliance (2 posts)

by Lozano R

The Capital Markets Authority is a statutory agency charged with the responsibility of regulating and developing an efficient capital market in Kenya. The Authority invites applications for the following position:
Reporting to the Senior Manager Market Supervision and will be responsible for supporting the market supervision division in the implementation of compliance programs and initiatives for market intermediaries, security exchanges, and investment funds.

Contract Period: Six (6) Months Fixed Term Contract

The key responsibilities for the position;
1) Conducting onsite and offsite inspection activities in accordance with risk-based supervision methodologies and approved plans and prepare reports;
2) Assisting in conducting risk profiling activities for regulated persons and prepare reports;
3) Providing guidance to market intermediaries on compliance practices through liaison with the relevant compliance, risk management and internal audit staff to promulgate strong internal control and compliance environments;
4) Implementing relationship management policy for regulated persons;
5) Maintaining accurate, up-to-date and detailed electronic information data-base for regulated persons and periodically perform trend analysis;
6) Conducting research on best practices on market supervision including AML/CFT practices;
7) Implementing quality management systems and continuously identifying and managing risks; and
8) Undertaking any other responsibilities as and when assigned.

You may also like

We DO NOT support recruitment agents/entities that demand money or any other favors from applicants to expedite hiring process. We shall not be liable to any money, favors and valuables lost during the process. Incase you see it on this site, report it to us via our Facebook page Pata Kazi so as to take the necessary action. Report the matter to the police asap.

 

More from Us: OYK-CVs | Internshub

 

© 2025 All Rights Reserved. Web Design by Clinet Online

Adblock Detected

Please support us by disabling your AdBlocker extension from your browsers for our website.