The Capital Markets Authority (CMA) is a statutory agency established to regulate and develop an efficient capital market in Kenya. In alignment with its mandate, the Authority strives to ensure market integrity, investor protection, and the promotion of fair and efficient capital markets in Kenya. To achieve this, CMA recruits top talent capable of supporting its mission through professional excellence and dedication to public service.
The Authority is pleased to announce a temporary employment opportunity within the Investigations and Enforcement Department. This position provides a unique chance to gain hands-on experience in capital markets regulation, enforcement, and investigative processes.
If you have a keen interest in financial systems oversight, forensic investigations, and public interest regulation, this could be your opportunity to contribute meaningfully to Kenya’s economic governance.
Position Announcement
TEMPORARY ASSISTANT – INVESTIGATIONS (1 POSITION)
Contract Duration: Six (6) Months Fixed Term
Department: Investigations and Enforcement
Reporting To: Senior Manager – Investigations and Enforcement
Job Description
The successful candidate will assist the Authority in fulfilling its mandate on investigations and enforcement, particularly in ensuring compliance with laws and regulations governing Kenya’s capital markets. The responsibilities of the role are detailed below:
Key Duties and Responsibilities
- Assist in Investigating Market Manipulation and Abuse
- Support ongoing investigations into suspected activities related to market manipulation, insider trading, and other forms of market abuse.
- Gather and analyze data to establish patterns or irregularities that suggest unlawful activities.
- Collaborate with other enforcement agencies when needed.
- Forensic Investigations and Asset Tracing
- Engage in investigative procedures aimed at uncovering fraudulent schemes or illegal conduct.
- Help trace and recover assets obtained through illicit means.
- Contribute to developing comprehensive investigative reports with clear findings and recommendations.
- Facilitate Alternative Dispute Resolution (ADR) Mechanisms
- Participate in structured ADR sessions involving capital markets participants.
- Support the design and implementation of effective ADR frameworks to resolve conflicts outside the traditional legal system.
- Intelligence Gathering
- Conduct market surveillance and gather intelligence relevant to regulatory breaches or suspicious financial activity.
- Monitor reports, trends, and social media to identify potential threats to market integrity.
- Reporting and Updates
- Assist in the preparation of regular (monthly and quarterly) investigative updates for CMA management.
- Compile data for reports submitted to external bodies such as the Commission on Administrative Justice (CAJ).
- Policy Drafting and Legal Framework Review
- Contribute to the drafting of policies and guidelines aimed at enhancing the efficiency and transparency of CMA’s investigative processes.
- Review existing legal and regulatory frameworks to identify gaps or areas for enhancement to bolster investor protection.
- Support in Fit and Proper Assessments
- Aid in conducting background investigations as part of assessments to determine the suitability of individuals or firms for licensing or approval within capital markets.
Minimum Qualifications and Experience
- A Bachelor’s degree in one of the following disciplines:
- Law (LL. B)
- Criminology
- Accounting
- Bachelor of Arts
- Relevant Work Experience:
- At least one (1) year of relevant experience in an investigative environment will be considered an added advantage.
Key Skills and Competencies
To thrive in this role, applicants should demonstrate the following:
- Analytical and Research Skills – Ability to synthesize large volumes of data and extract actionable insights.
- Effective Communication and Interpersonal Skills – Capable of communicating complex findings clearly and working collaboratively with teams.
- Good Interviewing and Professional Report Writing Skills – Experience conducting interviews and drafting comprehensive investigation reports.
- Critical Thinking – Strong problem-solving abilities with attention to detail.
- Team Player – Willingness to collaborate in a dynamic and results-oriented team.
- Professionalism – Adherence to the highest standards of integrity, confidentiality, and public service ethics.
How to Apply
Interested and qualified candidates are invited to submit their applications through the official Capital Markets Authority e-recruitment portal.
Please ensure you provide complete and accurate information as per the instructions provided in the portal.
Deadline for Application: April 22, 2025
Apply Now
Important Notes:
- Only shortlisted candidates will be contacted for interviews.
- The Capital Markets Authority is an Equal Opportunity Employer.
- Persons with disabilities are encouraged to apply.
- Caution: The Capital Markets Authority does not charge any fee at any stage of the recruitment process. Any requests for payment should be reported immediately.
