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Job Description
To ensure that the bank operates within regulatory and ethical boundaries by developing and overseeing compliance frameworks, monitoring business activities to identify and mitigate risks, and providing assurance through reviews, and tracking. Promoting a culture of integrity, ensuring alignment with laws and internal policies, and support continuous improvement by identifying gaps and recommending enhancements to compliance programs.
Qualifications
Type of Qualification: First Degree
ACAMS,ICA Certification will be an added advantage
Experience Required
Compliance Risk Management
5-7 years
- The role requires a specialist in Compliance Advisory and Monitoring with a sound knowledge of the relevant regulatory requirements and upcoming developments applicable to a specific business area as well as a solid understanding of banking policies, products and activities.
- Ability to take the understanding of business needs and operations and to translate it into Compliance risk management solutions.
- Preparing and providing input into the Board Reporting and Compliance Governance reporting as per the submission calendar.
- Conducting internal assurance reviews and assessing adherence to laws, regulations and policies.
- Identifying opportunities for the automation of Compliance Monitoring.
Additional Information
Behavioural Competencies:
- Checking Things
- Examining Information
- Following Procedures
- Providing Insights
- Team Working
- Upholding Standards
Technical Competencies:
- Audit Report Writing
- Evaluation of Internal Controls
- Execute Audit Delivery
- Financial Industry Regulatory Framework
- Promote Good Governance, Risk & Control
